Bank robber chatting with Bill Murray illustrates self-control theory

Fresh from robbing a bank in Tokyo, a robber saw film star Bill Murray and stopped to chat with him! Soon, Tokyo police tackled him (the robber) in mid-conversation.

This is a perfect image to illustrate the essence of the low self-control theory of criminality in Gottfredson & Hirschi's 1990 A General Theory of Crime, an important book that I become aware of through the work of French scholar of the sociology of crime and contributor to the Austrian school of economics (a rare combination!), Renaud Fillieule (see his presentation on praxeology and criminology embedded below). They write on p. 89 that:

A major characteristic of people with low self-control [characteristic of most actual criminality] is a tendency to respond to tangible stimuli in the immediate environment, to have a concrete “here and now” orientation.

Moreover, police caught the man with "a knife and a bag filled with 455,000 Japanese Yen, or about 5,000 USD." Once again, this is a perfect image for Gottfredson & Hirschi's contention on p. 21 that:

Although it may be more glamorous and profitable for law enforcement [and news and entertainment media] to portray an image of crime as a highly profitable alternative to legal work, a valid theory of crime must see it as it is: largely petty, typically not completed, and usually of little lasting or substantial benefit to the offender.

The vast majority of actual crimes are just like this, "petty, not completed, and of little benefit to the offender." This event, too, would have gone mostly unnoticed and unreported, were it not for Bill Murray walking by.

Self-control theory in criminology maps fairly closely to the concept of time-preference in economics (specifically, low self-control would be associated with high time preference). However, the latter is more precisely formulated as a praxeological law; the former more of a specific interpretive framework for understanding behavior patterns.

Here is a fascinating 2012 lecture examining the field of the sociology of crime from a Misesian action-theory perspective.

Action-Based Jurisprudence II: Down under (and back again)

I gave a presentation at the wonderfully principle-centered 2nd annual Mises Seminar Australia in Sydney's central business district (CBD) on 2 December 2012. Here is a document version of my presentation, a close transcript arranged with selected content from the slides and rounded out with a list of readings.

Key themes included clarifying the difference between the ethical and the legal and differentiating "law" into five sub-disciplines, each with its own distinct domains and methods, conflating which (as is usually done) leads to serious problems (which we see all around us). It discusses who wins and who loses from contemporary complexity in legal definitions, and argues that the emerging action-based jurisprudence approach offers a better way of addressing the many contingent complexities of real life and culture without undermining fundamental principles of civilization in the process.

With Mises Seminar co-organizer and Liberty Australia co-founder and director Michael ConaghanDeveloping this for me started out as an attempt at a simpler restatement of the arguments in my August 2011 paper, Action-Based Jurisprudence: Praxeological Legal Theory in Relation to Economic Theory, Ethics, and Legal Practice," one that would be more accessible to people less versed in the background literature. As it developed, new territory and reformulations emerged. This included the three theory modules designed to help people grasp some difficult but crucial concepts without having to delve into stacks of academic books and articles to glimpse a solid initial understanding (after which, those stacks of books and articles can more profitably follow, and a strictly select list of them does, on the last two pages).

A substantially expanded and elaborated academic journal version, with more detailed references and footnotes and some additional new angles, especially on the relationship with action-grounded criminology (our understanding of what crime and criminality actually are), is also in the works.

With Professor Walter Block at 2nd Mises Seminar Australia (visiting Yanks!)There and back again

This was my first trip south of the equator. I had a wonderful time in Sydney and got to meet a number of people I had previously encountered only online, including among many others, organizing team members Michael Conaghan, Benjamin Marks, Washington Sanchez, Samuel Marks, and Anthony Coralluzzo. Before this weekend, I had only briefly met the legendary libertarian teacher/promoter and enthusiastic intellectual trouble-maker Professor Walter Block, but this time had the opportunity to speak with him at greater length. My presentation also came just after one of his (now in his 70s, he did five segments in two days and looked ready to do 12 more). I was stepping up right after someone who has been presenting at conferences since I was learning to walk, and I was touched afterwards that he referred back to content from my talk several times in his later segments.

I also got to talk at length with Michael Conaghan, co-founder and director of Liberty Australia, who is quickly becoming legendary himself in online discussion circles for regularly coming up with spot-on quotations from the relevant literature (even with occasional video clips of old Q&A sessions with Rothbard personally addressing the question at hand) and dropping them out of thin air into active discussion threads.

My last day was a solo trip by city bus to Bondi Beach and MacKenzies Bay. I told the waiter at the amazing Hurricane's Grill Bondi Beach that I didn't feel like leaving Sydney to return to the frozen German winter, but would rather send for my family to come down and join me. He just smiled and said this is the kind of feeling a great many people who visit Sydney seem to report. I could believe it. Maybe Hurricane's delivers to Germany?

Download the free PDF of the document version of the presentation.

BOOK COMMENT | The Constitution was already perfectly clear to begin with

"I do solemnly swear (or affirm) that I will... protect and defend the Constitution of the United States."

No, not the piece of paper; what it SAYS. Regarding what it says, my paper "Action-Based Jurisprudence" (2011) included the following one-footnote book review (p. 35, fn 31):

"[Randy E. Barnett, in Restoring the Lost Constitution: The Presumption of Liberty (Princeton: Princeton University Press, 2004)] argues that the US constitution’s actual conception of rights is essentially a libertarian one. He forwards an “original meaning” standard, which uses documentary evidence to establish what the language of the final enacted text meant in view of linguistic usage at the time. He contrasts this with “original intent” attempts to speculate as to what “the Framers” may have wanted to accomplish with the text. He argues that the restrictions and limitations in the document are placed on the powers of the federal government and not on the rights of the people and states it was designated to serve. The entire structure creates a “presumption of liberty” for the people in any area of dispute with the federal government.

"While he makes a compelling case for respecting what the Constitution says so long as it remains notionally in force, I find this line of argument weak if it is be viewed as a reform pathway. This is because, precisely as Barnett shows, the original document already made its own meaning perfectly clear. Yet despite this clarity, post-enactment history has still been a story of powers expanding and rights being limited in direct contravention of the unmistakable meaning of the enacted text. We should not expect the underlying factors behind this process to change based on another, even clearer presentation of the plain meaning of the enacted text, such as Barnett’s. The problem is that any state placed in charge of judging the extent of its own powers will surely manage to wear down, redirect and overcome such efforts at limiting itself, as the American experiment in substantive constitutional limitation so dramatically attests."

Barnett's own previous book, The Structure of Liberty: Justice and the Rule of Law (Oxford: Oxford University Press, 1998), makes substantial contributions toward understanding why a written constitution should in all cases fail to actually limit the activities of a monopolistic government indefinitely. Both books are insightful and worth reading, and the latter effort makes the original-meaning case well. However, the earlier book seems to be the more realistic one—by being the more radical one.

Another mummer's farce gone by (and more rumors of wogs and dragons)

I overheard an old guy ranting something in what sounded a lot like the common tongue of Westeros (Song of Ice and Fire/Game of Thrones). Readers of the books, at least, if not possibly watchers of the show, ought to be able to follow his curious ravings as well as I recall them. Maybe he was just telling tall tales. Who knows? I'm pretty sure this is what he said:

Source: Konrad S. Graf (on our Earth, called Vaduz Castle)Now that they've done with their mummer's farce, they'll be expecting the rest of us to bend the knee. Stags, lions, it makes no matter in the end. We've heard much and more of kings of late, but the wolves and crows have the right of it: winter is coming. Most like, this time, we'll be walking hip-deep in royal pieces of paper! You can't feed a babe with paper, whatever they're like to tell you in King's Landing.

I also heard tell that the new king doesn't even use a headsman anymore. Now he's turned to sorcery! His wogs enter the spirits of dragons, swoop down and burn the king's enemies, anyone, anywhere. Just give a nod to a wog is all he has to do. Aye, a fearsome thing if true!

Nothing good can come of it though. I remember Ned Stark always swore that if a lord were going to execute a man, it ought to be by his own hand and only after hearing the man's last words with his own ears. Nowadays, just a nod.

The problem with shouting “Tyranny!” in a crowded theater

This is a brief excerpt from my “Action-Based Jurisprudence: Praxeological Legal Theory in Relation to Economic Theory, Ethics, and Legal Practice.” Libertarian Papers 3, 19 (2011), pp. 36–37.

It is popularly repeated in “civics” type discussions of fundamental rights and responsibilities that one may not shout “Fire!” in a crowded theater. Merely intoning the name of this famous example is thought to be enough to remind or instruct those present that “rights” are not “absolute” and must be “limited.”

Before delving into the problems with this reasoning, it may be instructive to understand the shady history of the example. The original statement was: “The most stringent protection of free speech would not protect a man falsely shouting fire in a theater and causing a panic” (Schenk vs. United States 1919).

Oliver Wendell Holmes, Jr. was penning an opinion of the Supreme Court of the United States. Even though specific speech acts were under discussion, the (constitutional) “right” of free speech was considered. However, what is less widely known is that the actual speech in the case involved neither fires nor theaters. At issue were statements opposing involuntary military servitude (the “draft”) in World War I. Among the examples were leaflets that included such statements as, “Do not submit to intimidation” and “Assert your rights.”

It turns out, then, that a supreme agent of the state introduced this example to rationalize an opinion that obfuscated an otherwise clear issue in favor of that same state. The court, in effect, upheld the punishment of legitimate acts of opposition to an exercise of tyranny that was both unjust on general principles and explicitly illegal under the constitution that established the court’s own existence (“Neither slavery nor involuntary servitude, except as a punishment for crime whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction.” US Const, Amend XIII, § 1). It is no wonder that confused thinking might follow from such an example.

The rights/actions distinction shows how some of the general notions usually assumed to derive from the theater example are confused (see Murray Rothbard, The Ethics of Liberty, 113–18). First, a person has a right to be the one—as opposed to someone else—who controls his own voice. Yet shouting “Fire!” in the theater is an action. What is the means/ends structure? The means is to shout the word. It may be fair to assume, prima facie, that the end is to needlessly panic the crowd and disrupt the theater experience. This vocal act endangers and inconveniences other patrons and violates the explicit or implied rules set by the theater owner.

However, this need imply no “limitation” on the right of the shouter to be the one in charge of his voice. All that is needed is to say that he, as the absolute and undisputed user of that voice, is responsible for the actions that he takes with it, just as an “absolute and undisputed” motorcycle owner is responsible for the results that follow from how he rides his—or any other—motorcycle.

A simpler example more directly linked to the ownership model of rights further illustrates the importance and usefulness of the rights/actions distinction. The reason attacking another with a baseball bat is a non-aggression principle infringement has nothing to do with who owns the bat (maybe the attacker stole it) or whether ownership of bats can be “absolute” or not, or whether rights to own bats are “limited” by coming up against the rights of others not to be hit by them. Nor would it clarify matters if an archivist were to present a tattered parchment bearing a long lost, secretly ratified amendment establishing a “Constitutional Right to Own a Baseball Bat” (…which, especially for Americans, must not be denied or disparaged!).

What is relevant to praxeological legal analysis is the action of using a baseball bat to hit someone, regardless of who owns it or to which degree of alleged “absoluteness” it is owned. The bat is the means. The end is the result sought from the action of attacking—hurting the person and perhaps also stealing their property. The question of who owns the means—the bat—is not directly relevant to the injustice of the action—the hitting. It does not matter, unless there is some specific reason to argue otherwise (for example, ownership might function as one line of evidence showing what was done and by whom), whose bat is used.

Resolving the paradox of value

Philosophers struggled for centuries to understand the paradox of value, the mystery of why certain luxuries such as diamonds and gold are considered more valuable than certain essentials such as water and food.

Everyone must have water, yet it is usually not that hard to get. We can buy a bottle or it comes out of the tap. Diamonds are rare and expensive, but optional. Men, at least, seem to be able to get along well enough without them. It seems counterintuitive that something essential to everyone’s life could be less valuable than something that seems so much more optional.

Many thinkers tried to understand value as a property of things. They thought that a table, for example, has the property of being flat, having legs, being made of wood, and having a certain value or usefulness. Such approaches are called objective theories of value, because value is seen as a property of the object.

This idea is found in our everyday language when we say that “diamonds are valuable.” But this is also the kind of thinking that produced the paradox of value so it is unlikely to resolve it.

The breakthrough came with two of the greatest ideas in the history of economic thought: the subjective theory of value and the concept of marginal utility. Carl Menger, a professor at the University of Vienna, played a key role in formulating and spreading these two ideas in his 1871 book, Grundsätze der Volkswirtschaftslehre, translated as The Principles of Economics.

Menger is considered the founder of what came to be known as the Austrian School of economics. The name started as a way to distinguish this approach from that of the German Historical School, and the name stuck. Ludwig von Mises, in his 1949 treatise, Human Action, further clarified and extended subjectivism and marginalism, and even insisted that these are among the foundations of any sound economic reasoning.

The subjective revolution clarified that the key to value is valuation. Valuing is an action; it is something that people do. The concept of value makes sense as a relationship between an acting person and the means they select in pursuit of the ends they seek. The object of valuation can be tangible or intangible, base or sublime. It can be anything whatsoever that a person chooses as an end or means as demonstrated in what they actually do. In this view, the value of a thing derives from people valuing it.

Different people have different priorities. The same person has different priorities at different times. A person might buy a bottle of water, but after reading an article on possible risk from plastic bottles, that same person the next day might disvalue and avoid an identical bottle of water. When this same person a year later flies to an anti-plastics conference and crashes in the desert, a plastic bottle of water might suddenly become one of the most valuable things in the universe—to that person, at that time, and in that place.

The marginal revolution built on this insight into the subjectivity of value. No one is actually ever in a position to make a choice between “water in general” and “diamonds in general,” or between all water and all diamonds.

Let’s say I want a drink of water. I go to the kitchen, pour a glass, and drink it. What I chose was not “water in general” but “a glass of water right now.” I didn’t choose two liters of water and I didn’t choose a glass of water tomorrow instead.

This leads to another important concept. If I have one apple, I might just eat it. If I have a second apple, I might give that one to someone else. If I have a third apple, I might keep it for later. In this example, there are three different uses to which I have put each of the three apples.

This has a key implication hiding just below the surface. I showed my priorities with these three uses of each apple. We know this because this is the actual order of uses to which I assigned each additional apple. We know in this example, that I valued eating an apple over giving an apple away because I ate the first apple and gave away the second one. Saving an apple for later was only my third priority for using apples. I only met that priority when I had the third apple and not before. If I had no third apple, my third use for apples would just be left unmet.

So each additional apple I obtained I put to a lower priority use than the apple that came before it. This means that each additional unit of the same good has a lower value to me than that of the unit I used before it. This is the Austrian, or subjectivist, version of what economists call the law of diminishing marginal utility.

All of this has important implications for the idea that value could be measured. To measure distance, we need a unit that is always the same, such as an inch. But with value, things are quite different. In our apple example, each additional apple had a different value than each of the others. Imagine trying to measure a distance if each inch you used was different from every other inch!

The Austrian theory of money and prices builds on this insight. Units of money can be analyzed just like units of apples. Money also has important additional properties and uses, but the theory of money and pricing in the Austrian approach is built on this theory of value and cannot contradict it. It can only elaborate on money as a special case. In other words, money too cannot correctly be described as a measure of value in the same way an inch is a measure of length.

This means that value cannot be measured as we measure things in the natural sciences using length, time, or volume. That kind of measurement uses cardinal numbers such as one, two, and three. What we can use with value is the concept of ranking using ordinal numbers such a first, second, and third. An acting person shows a preference for one thing over another, demonstrates a ranking and ordering of values with every choice and every action.

The dual insights that value is the result of people valuing and that people do not value things in general, but things in particular, resolves the ancient paradox of value. While there were some precursors of these ideas in the history of economic thought, their clear modern formulations originated at the University of Vienna starting in the 1870s and they remain central concepts in the foundations of what is still called the Austrian School of economics today around the world.

IN-DEPTH | Logic takes on the physics paradoxes: Review essay on The Spacetime Model: A Theory of Everything by Jacky Jerôme

 The history of science is the record of the achievements of individuals who…met with indifference or even open hostility on the part of their contemporaries…A new idea is precisely an idea that did not occur to those who designed the organizational frame, that defies their plans, and may thwart their intentions.


—Ludwig von Mises, The Ultimate Foundation of Economic Science[1]

A few days after watching CERN’s Higgs boson press conference, it occurred to me that if the hypothesized Higgs field is supposed to be responsible for mass, and gravity is directly related to mass, it should be fairly obvious that mass, gravity, and the Higgs field might all turn out to be aspects of the same deeper phenomenon, rather than separate, interacting layers.

A search soon revealed some theorizing out there to this effect. Given the list of seemingly impossible paradoxes that have been generated in the name of quantum physics over the past century, and which have spun off an entire quantum mysticism genre, I became curious as to whether there might be alternative models that attempt to bridge the usual list of physics paradoxes in a way that made more sense.

In a free 222-page PDF (Version 6.00, 2 July 2012 [Originally 2005]) replete with illustrations, Jacky Jerôme of France claims to have elaborated a single model capable of suggesting rational accounts of most of the headline physics enigmas. He characterizes it as a substantial build off of the basics of Einstein’s four-dimensional spacetime, that does not resort to any fantastic additional dimensions, yet is still consistent with experimental evidence and the accepted descriptive mathematics of both quantum mechanics and general relativity.

That is a big claim, yet he still tries to avoid overhyping it: “Despite the fact that this theory is logical, coherent, and makes sense, the reader must be careful, bearing in mind that the Spacetime Model has not yet been validated by experimentation.” That said, he offers reasoned degrees of confidence as he applies his underlying concepts to particular issues, and at several points suggests further experiments to test claims.

His work appears to be both compatible with the laws of logic and a provocative contender for the holy grail of physics, a “Theory of Everything,” that is, a physics model that accounts for the behavior of both the very large and the very small using the same principles.[2]

Students of economics in the tradition of Ludwig von Mises might quickly recognize the potentially large gains to be had if formerly separate “micro” and “macro” specialties can really be integrated into a unified model.[3] They will also recognize the possibility that in certain situations, thinkers outside of the current establishment can be offering superior ideas that are built on fundamentally different perspectives than the conventionally accepted ones. The dual themes of logic and physics here might also capture the attention of fans of the epic rationalist-fantasy storyworld of Ayn Rand’s Atlas Shrugged, in which philosophy and physics are portrayed as the dual-pinnacle disciplines of the “rational mind.” Finally, serious students of contemplative traditions curious about the popular claims of quantum mysticism will have a fresh opportunity to consider whether and how the contrasting Spacetime Model may or may not relate to various traditional contemplative claims about the fundamental nature of reality.

Two ways to look at banging a drum

Jerôme’s writing caught my attention early when he made a critical distinction between the mathematical description of physical phenomena and their causal-rational explanation:


We could think that the basic laws of physics are extremely complex since the mathematics of general relativity and quantum mechanics are. Such is not the case…It is thus advisable to distinguish the basic phenomena, generally very simple, from the laws governing them, generally using mathematics, which may be extremely complex.[4]


He gives the example of a child knowing how to produce noise by banging a drum. We can readily understand in causal-rational terms that noise results from impacts on the drum, whereas describing the surface waves in physical-mathematical terms requires complex know-how and calculations including Bessel functions. Thus, causal-rational explanation and mathematical description are revealed as two different modes or aspects of knowledge about the same phenomena.

The claim I have sometimes heard that “one can only understand quantum physics through mathematics” always struck me as a little suspicious. It speaks of a mystery that is inherently unapproachable to the non-math-genius. Yet the above distinction enables an alternative interpretation. What if this claim only signals that while the speaker understands this rarefied mathematics, he also simply lacks a rationally acceptable causal explanation of what it describes? After all, even if the subject is the same, these are two different approaches to knowledge of that subject. Each employs different languages, skills, and methods. If these approaches form a team, isn’t it possible that one of those partners (causality) could go astray even as the other (math) remained on track?

Bridging these two approaches, Jerôme tackles paradoxes such as the wave-particle duality, the nature of photons, the constancy of the speed of light amid the relative motion of matter, the behavior of black holes, the location of the mysteriously missing antimatter in the universe, how such high energy is produced by nuclear reactions, and how fantastic numbers of electrons and positrons everywhere could have the same volume and charge (just either positive or negative) to unimaginably high degrees of precision.

By the end, he even offers a fascinating alternative to the “Big Bang” theory of the start of the universe. He claims the Spacetime Model makes much more sense of the relevant issues and observations, while accounting for a long list of otherwise “mysterious” phenomena in the process.

Any attempt at an account of the origin of the universe must ultimately be speculative to some degree, but here we must also note that any knowledge claim in the natural sciences can never be validated 100%, as those in the more abstract disciplines such as logic, praxeology, and geometry can be. Natural science hypotheses must compete with rivals on the relative question of which available contender better accounts for the observations. Yet this is not a matter of “empirical” experimentation alone. Logic (internal consistency, etc.) must also play a role in evaluating competing hypotheses. Jerôme notes that:


Wrong reasoning can lead to wrong results. For example, we know three different theories of mass and gravity, which are mathematically verified: the Higgs boson, Superstrings, and the Spacetime Model. At least two of these three theories are wrong, despite the fact that they are all three mathematically verified.


Here is a typical example of the way Jerôme attempts to make sense out of the numerous established mathematical principles that have been left to appear mysterious in causal-rational terms: “E = mc2. This formula is fully verified using mathematics and experimentation, but no one is able to explain it using logic and good sense. However, the solution is quite simple within the Spacetime Model.”

 

Positivism still roosting at home?

Such an advance of mathematical description over causal-rational explanation in fundamental physics should not be surprising in view of the relevant history of controversies regarding the respective roles of reason and empirical observation. Radical empiricism and logical positivism viewed axiomatic logical principles as unscientific, metaphysical anachronisms, not “really real” because they could not be empirically “observed” (meaning measured). As Ludwig von Mises noted:


…the category of regularity is rejected by the champions of logical positivism. They pretend that modern physics has led to results incompatible with the doctrine of a universally prevailing regularity...In the microscopic sphere, they say…The categories of regularity and causality must be abandoned and replaced by the laws of probability.[5]


It was just this mindset that accompanied the emergence of enigmas allegedly implied in a series of experiments and models in fundamental physics. The slit experiments, Schrödinger's cat, Heisenberg’s uncertainty principle, and so on, were trotted out as evidence that logic and causality had met their match, that the universe is at bottom governed by chance and uncertainty and that some entities (not really being entities as old-school philosophers might have understood them) can exist in one place and another at the same time. Maybe quarks are telepathic!

Proponents of such claims did not seem to notice the possibility that it was their previous rejection of logic that enabled an environment in which stop-gap speculations could gain sober recognition. Instead of these enigmas being viewed as no more than bemusing placeholders awaiting more coherent replacements, they were instead embraced and cited as evidence against old-fashioned reason and its “metaphysical,” a priori conceits.

However, such thinking not only missed its own circularity, it also missed that an experimental result and the quality of a hypothesis forwarded to explain it are entirely different matters. The quality of a hypothesis depends in part on applying the very axiomatic logic that had been abandoned. Paradoxes that appeal to the minds of those who have rejected the strictures of logic show no mystical insight, but only the failure to apply to their thinking the inescapable, ancient rules for forming and validity-checking explanations of anything whatsoever.

In this light, Jerôme’s comment is telling: “As a physicist, it is necessary to leave this philosophical aspect to the philosophers and try to solve this enigma in a scientific way, with a logical and rational explanation.”

This could be from the pages of Atlas Shrugged, since his let’s-get-practical use of the word “philosophers” in this sentence seems to imply that these are by definition anti-rationalist philosophers. Yet rationalist philosophers, part of whose message is precisely to uphold the requirements of logic and consistency for any valid knowledge claim, demand exactly the kind of “logical and rational explanation” that Jerôme sets as his goal.

A breath of relatively reasonable quantum air

Against this backdrop, I found refreshing Jerôme’s unabashed resort to “deduction,” “possibility,” and “logical consistency.” The results are consistently fascinating and provocative. He appears to make fairly short work of one physics paradox after another within a unified framework.

In a key early move, he specifies a more consistent definition for volume as “closed volume.” In doing so, he notes conventional inconsistences in volume definitions across scales, highlighting the importance of what is and is not “counted” as closed volume. In his model, it is closed volume alone, and not any of the other varieties of volume he details, that creates the central phenomenon of spacetime displacement. Particles and nuclei form closed volumes, but the distributed charges of the outer electrons of atoms are so diffuse that they do not. And whereas waves do not form closed volumes and therefore have no mass; particles do and therefore have. One might also take the converse perspective and define closed volume as “that which displaces spacetime.”

“Particles,” in this model, result from “pieces of wave” that form closed volumes in spacetime. As these move and reopen, they can subsequently turn back into waves. Only closed volumes cause displacement in the elastic four-dimensional spacetime fabric that Einstein described, which produces what we have come to see from two different sets of observations as “gravity” and “mass” (“mass effect”).

Even the hypothesized Higgs field entails an additional dimension. The Spacetime Model claims to be able to dispense with this while still accounting for the observations associated with the entire Standard Model of particle physics, Higgs boson included. As Jerôme puts it:


The 4D expression of the mass effect means that the universe can be described with only 4D expressions, as Einstein thought his whole life. We don’t need extra dimensions such as 5D, 6D, 7D...nD (string theory), or extra fields such as the Higgs field. In reality, the proposed theory is close to the Higgs boson theory. The major difference is that the famous Higgs field is nothing but spacetime....mass and gravitation are nothing but the consequence of the pressure of spacetime on closed volumes.


His conclusion that “Everything is made out of spacetime” can certainly still leave us with a sense of the mysterious, but somehow manages to clean up the mystery compared to the more typical litany of enigmas. As Mises often emphasized, any given state of theory in a field must run up against some “ultimate given,” that is, it can never be expected to explain every possible thing:


Scientific research sooner or later, but inevitably, encounters something ultimately given that it cannot trace back to something else of which it would appear as the regular or necessary derivative. Scientific progress consists in pushing further back this ultimately given. But there will always remain something that—for the human mind thirsting after full knowledge—is, at the given stage of the history of science, the provisional stopping point. It was only the rejection of all philosophical and epistemological thinking by some brilliant but one-sided physicists of the last decades that interpreted as a refutation of determinism the fact that they were at a loss to trace back certain phenomena—that for them were an ultimately given—to some other phenomena (UFES, p. 48).


Jerôme’s ultimate given is quite ultimate indeed: an elastic 4D spacetime with a substructure of Spacetime Cells (sCells). Everything else is built from that.

It may be easiest to start by conceiving of an sCell as a “neutral electron.” However, Jerôme’s real point is the converse: that an “electron” is a “negatively charged sCell.” Its positively charged partner in existence is called a “positron,” which explains the positive charges of protons in this model.

Positrons and electrons always do have the same mass (closed volume) of 510.998918 KeV (electron masses confirmed with “precision of <0.0000086%”) and protons and electrons the same charge (with the opposite pole) of 1.602176565(35) x 10−19 Coulombs. Jerôme writes, “The relative difference between the absolute values is less than 10-21! So, the question is, ‘How can we explain the incredible equality of these electric charges?’”

He hypothesizes a joint origin of both characteristics in the splitting and reproduction of identical sCells that constitutes the ongoing creation of spacetime (more on this below), which would account for this uncanny precision of commonalities. Starting with a fabric of sCells, when the neutral charge of one transfers to another, the result is one below-neutral cell and another nearby and equally above-neutral cell. These two always appear as a precisely opposite pair because the above-average charge of one and the below-average charge of the other are nothing more than two symmetrical results of a single transfer. They always have the same mass because their shared sCell substructure already predefines this in the same way in both cases.

In this view, electrons and positrons are visible to us because of their charges, whereas sCells in their background average neutral state are undetectable (cannot be “observed” directly), precisely because of their neutrality, and are therefore hidden in plain sight. Positrons and electrons are just two types of lit-up sCell.

Electromagnetic waves, massless because they do not form closed volumes, propagate through this sCell fabric at a consistent speed in vacuum, but never any faster (light travelling through transparent matter has been measured at slower speeds and quite slow speeds have been measured under extraordinary experimental conditions within matter cooled to near absolute zero). Jerôme attributes this to a maximum cell-to-cell transfer rate that is a natural limiting characteristic of the medium of sCells themselves. That we have come to call this maximum transfer speed of 299,792,458m/s “the speed of light” reflects the way in which we observed it and can measure it.

Jerôme identifies neutral, positive, and negative states of sCells as the basic building blocks of all other particles. He proceeds to suggest how these components alone can account for the formation, disappearance, properties, masses, and charges of up and down quarks, protons, neutrons, hydrogen atoms, and onward. Neutral sCells can contribute to mass effects themselves, but only when they become enclosed within a subatomic particle or nucleus and thereby come to “count” as part of a closed volume.

This pair model simultaneously accounts for the location of antimatter in the universe. Rather than being hidden many light years away, it is hidden right under our noses, concealed quite near its partner in existence within other particles. Jerôme also claims to dispose of the hypothesized Strong force as a separate force; those effects result from the enveloping rubber-band-like effect of “distributed charge fields.” In fact, according to this model, there are only two fundamental forces from which the other apparently separate forces derive: Hooke’s Force (constraint and pressure), which applies to all particles, and Coulomb’s Force (attraction and repulsion), which applies only to charged particles (Figure 5-1).

He argues that the concept of a photon as a particle makes no sense. He explains why a photon must be a “quantified wave” and never a particle, and how a quantified wave travelling through an sCell substructure is both consistent with experimental evidence and in principle logically comprehensible. As for black holes, he writes: “Inside a closed volume, as inside a black hole, nothing happens. The light doesn’t exist and therefore can’t escape…”

He also claims to have solved the wave-particle duality. His method of doing so is largely logical and deductive, working from a simple set of widely accepted observations. And in another illustration of differentiating mathematical description and causal-rational explanation, whereas “Schrödinger’s probability concept must be replaced by a more realistic concept called the Distributed Charge Model,” the Schrödinger equation can still be used just as before!

For the finale, he offers a simple, elegant, and unified account of the beginning and ongoing growth (“expansion”) of the universe through sCell expansion and division reminiscent of the way that living cells divide and reproduce in vast quantities with nearly unimaginable precision and a few extremely rare minor variations. This approach simultaneously supplies accounts of a long list of observations for which the Big Bang offers only question marks.

A single internally consistent model is thus able to suggest accounts of the major observations at both the micro and macro levels of physics, including most of the usual list of enigmas. The real nature of spin and some other points remain relatively elusive, he admits, but ventures some tentative parameters and possibilities in each case.

Simplifications are used to get the basics across to general readers, while the math-heavy sections and recalculations of fundamentals using closed volume definitions are set off as supplemental information, which can be skimmed or skipped by the non-specialist. Most of the book should be within reach of those with a reasonable general science education (though more would make things easier) and might be read in a motivated afternoon or two. The prose is brief and clear and the illustrations helpful in bringing home the arguments. The English is “off” just enough to reveal that it is not the author’s first language, but the meaning remains clear and easy to follow. Although the book is clear, a quick copyediting by a native speaker would still lift the quality level.

Any bones left for quantum mysticism?

If this model does pass the tests of internal logical consistency, it is still left to face tests of experimentation. In contrast, some of the competing paradox-ridden and n-dimensional theories it targets do not appear to pass the tests of logic, Ockham’s Razor included. Some may be rejected on logical grounds alone. Others might be rejected if there exists a competing theory that both explains the observations and better passes the tests of logic.

Ideological opponents of “metaphysical” a priori logic would have been loath to reject a hypothesis based on logic alone. Yet not doing so has probably contributed to allowing dead-end speculations to run, permeating scientific culture, and poisoning tendencies in pop philosophy for a century.

The Spacetime Model could put a damper on many of the popular claims of the “new physics supports mysticism” genre, particularly claims that logic, predictability, and consistent causality are mere illusions, or that subject-object differentiation is not to be relied upon. That said, there are still some extraordinary and mind-bending claims to be found in the Spacetime Model itself that might easily be viewable as resonant with certain claims found in some traditional contemplative traditions.

In the Spacetime Model, it is not only that “all is spacetime”, but more specifically that particles (matter), waves (energy), and space (medium) all consist of the same stuff, which is, in this view, “elastic four-dimensional spacetime substructure.” From there, consider some traditional formulations such as the Tibetan “non-duality of form and formlessness” and the typically pithy Zen “not one; not two.” Matter, energy, and space are presented as being both different from each other (not one) and also consisting only of the same spacetime stuff as one another (not two).[6]

However strange images from our attempts to understand the deep structures of physics may appear, and even though atoms are quite clearly “99.999% vacuum with 0.001% waves or matter-energy,” as Jerôme puts it, none of this has any bearing on the reality in which we as persons do and must live and act. Matter, however strange its ultimate substructure, still behaves according to the laws of causality, and so does its substructure.

Probability is ultimately a measurement of our own degree of ignorance about the precise operations of physical causality.[7] Moreover, what is visible at one level of magnification (atomic level: mostly empty) does not necessarily also apply to the view at another level of magnification (the scale at which we live and act, where stuff does bounce off walls).

As Hans-Hermann Hoppe has pointed out,[8] Paul Lorenzen, in Normative Logic and Ethics,[9] argues that all of our knowledge of natural sciences, even physics itself, presupposes certain a priori true assumptions and norms that are not derivable from “empirical” experimentation, a set of knowledge types he labels protophysics, which are “definitions and the ideal norms that make measurements possible” (p. 60). Nothing we discover by measurement can validly contradict the presuppositions of measuring or we will have taken the rug from under the basis of our own claims, rendering them nothing more than sounds, chirps or barks!

And the winner is…?

So where is the grand reaction to Jerôme’s rather comprehensive challenge to conventional physics models and hypotheses? I have not been able to find much of one online, either by specialists or anyone else.

Is it because our Mr. Jerôme is just dead wrong and hopelessly naïve in his imaginings? Is it because there are so many competing “theories of everything” out there, a dime a dozen? Or might there be something special about this one?

What if this Spacetime Model really is a simpler, more elegant explanation of all the observations than the mixed and matched crop of better-known theories it challenges, and is compatible with experimental results and QM/GR mathematics, as claimed? What if it does explain much of what is in need of explaining in a better way – not perfect, just better – than the competition?

A conventional mindset would have to quickly reject such possibilities: Let’s get real. He has no official position in the physics community. His speculations and diagrams are self-published on his own website! Certainly it must just be an amateur effort compared to the real experts in the establishment with their mysterious, peer-reviewed ways!

Maybe. But in light of our earlier discussions of the philosophical background radiation and our distinction between mathematical description and causal-rational explanation, such a conclusion may now look less reasonable than it might have. There certainly are mathematical geniuses at work and checking on each other in a language very few people can speak well enough to even listen in. That is all to the good as far as it goes (gains from specialization), but is it also a good excuse for not making sense in causal-rational terms? Maybe these are two separate matters that deserve more robust differentiation.

So I retain doubts about just writing this all off based on institutional factors such as academic pedigree and position. Yet speaking of institutional factors, we do know that establishments in many fields tend to want to remain…established. We also know that one of the ways guilds and priesthoods have always tried to preserve advantages and privileges is through the construction and preservation of a public image that highlights the great mystery and impenetrability of their subject, which is obviously accessible only to the anointed!

The very first line of the copyright notice page of Jerôme’s book reminds us that: “Scientific peer journals do not accept papers from independent researchers whatever their content.”

Whatever their content?

Including author bio as one factor among others in accepting papers would surely make sense, but it is hard to imagine something less “scientific” and more pre-modern and guild-like than excluding intellectual work based on the author’s institutional status alone.

Fortunately, in this day and age, Mr. Jerôme’s carefully developed, clearly presented set of arguments are just a click away at no cost but time and mental effort for anyone to review, consider, and attempt to refute or improve upon (or maybe print out and tape to the doors of CERN?).

However this comes out, though, we ought to keep up the hard work of applying the laws of logic even when it is not easy, and not start mumbling in resigned despair: “It doesn’t really matter. Who is Jacky Jerôme anyway?”

Postscript: What about Beckmann?

After initially writing a draft of this review of Jerôme's book, an early reader led me to Questioning Einstein: Is Relativity Necessary by Tom Bethel, which is largely a presentation and update for general readers of the ideas of Petr Beckmann, as presented in the more technical Einstein Plus Two. This is certainly also worthy of a careful reading and also touches many issues of the relationship between empirical knowledge, the role of logic, and problems with “official” knowledge institutions that I address in the review of Jerôme’s book. However, the Beckmann/Bethel line of thinking operates only at the "macro" relativity level. In quick summary, it argues that contrary to conventional wisdom, Einstein’s special theory of relativity is on weaker, not stronger, empirical grounds, than general relativity, whereas general relativity is stronger empirically, but was made unnecessarily complex in order not to contradict the earlier special relativity claims. The observed evidence for general relativity, claim these authors, can be explained using classical physics, whereas special relativity is essentially “unfalsifiable” (its assumptions inevitably "don’t apply" to any case of evidence that actually threatens to contradict it).

I do not discuss the Beckmann/Bethel line here in detail so as to focus on Jerôme’s theories, but my general impression is that the Jerôme and Beckmann/Bethel perspectives do not appear necessarily contradictory. Meanwhile, Jerôme’s model appears to make even stronger claims, which go beyond the behavior of gravity and mass to explaining what both gravity and mass are in causal-rational terms that are built up right from the micro level. One Beckmann/Bethel addition to that might presumably be to modify Jerôme’s language for describing the macro level to further remove specifically Einsteinian terminology, even “four-dimensional spacetime,” which Jerôme is still fond of maintaining in his book (and which I will also keep in my review below for simplicity). I found no evidence that either of these parties is aware of the work of the other, and yet I do not see any obvious reason why both alternative theories could not be bounced off of one another and probably cross-improved for the trouble. The Beckmann/Bethel line of thinking is also summarized elsewhere.

 



[1] Indianapolis: Liberty Fund (2006) 117.

 

[2] While context does or should limit the meaning of “everything” here, the “Theory of Everything” formulation still ought to be qualified to head off reductionist interpretations. As the American philosopher Ken Wilber has often pointed out, any physics “theory of everything” cannot cover “everything,” as it excludes phenomena of consciousness viewed from the interior, that is, as Mises might phrase it, from the subjective perspective of an acting person. We cannot deny that such a perspective exists without self-contradiction and it is not reducible to material description. Subjective phenomena of consciousness are emergent from, but not reducible to, physical phenomena. Thus, “everything” should at least be used with this reservation to avoid what Wilber calls “flatland,” as described, for example, in Integral Psychology. Boston: Shambala (2000), pp. 70–71.

[3] Ludwig von Mises, Human Action: A Treatise on Economics. The Scholar’s Edition. Auburn, Alabama: Mises Institute (1998 [1949]). Murray N. Rothbard, Man, Economy, and State, with Power and Market. The Scholar’s Edition. Auburn, Alabama: Mises Institute (2004 [1962, 1970]).

[4] While the original text is quite clear and easy to read, the author is not a native speaker of English, and in citing quotations, I have made occasional typographical alterations to language and punctuation only to head off unnecessary distraction for readers of the present article.

[5] The Ultimate Foundation of Economic Science (pp. 19–20).

[6] The Spacetime Model also suggests an uncanny depth to the basic elements of Ken Wilber’s integral four-quadrant model of all phenomena, one element of another “theory of everything,” but one not limited to the field of physics. Various accounts may be found in: The Marriage of Sense and Soul. New York: Random House (1998), esp. Chap. 5; Integral Psychology. esp. Chap. 14; and Integral Spirituality Boston: Integral Books (2006), esp. Introduction and Chaps. 1, 7, and 8. The second stage of the start of spacetime within the Spacetime Model is an expansion of a single sCell until it splits into two identical sCells (and then four, eight, 16, etc.). Here, 14.1 billion years ago, we already have the singular/plural distinction that forms the vertical axis of Wilber’s model. Then, at the very first sign of matter from the rare appearance of density variation in a few sCells, we find a positron and electron pair and with each of those, we already have closed volumes defining an interior and an exterior. That polarity forms the horizontal axis of Wilber’s model. The Spacetime Model thus offers possible root foundations for the construction of the integral four-quadrant model from among the very first things to ever happen in the history of spacetime.

[7] As Mark R. Crovelli recently summarized this view: “If every event and phenomenon which occurs in the world has an antecedent cause of some sort, then we are forced to say that probability is a measure of human ignorance or uncertainty about the causal factors at work in the world…Man’s uncertainty in such a world could only stem from his inability to comprehend or account for all of the relevant causal factors at work in any given situation” (p. 166). in “All Probabilistic Methods Assume A Subjective Definition For Probability,” Libertarian Papers. 4 (1): 163–174.

[8] “On praxeology and the praxeological foundation of epistemology,” The Economics and Ethics of Private Property, 2nd Edition. Auburn: Mises Institute (2006), pp. 265–294.

[9] Mannheim: Bibliographisches Institut (1969).

IN-DEPTH | Ron Paul, Flatland, and the left–right long con: Beyond the Nolan Chart

Note: The first half of what follows is a revised version of, Is the left–right spectrum in flatland? A better way to graph Ron Paul (13 January 2012). It is followed by a new critique of the personal/economic dichotomy and the Nolan Chart, which is built on it. Minor copy revisions were made on 24 January 2014.

The Ron Paul campaigns badly strained the interpretive power of the conventional left–right political spectrum. The San Francisco Chronicle took a stab at placing Paul somewhere along it (Is Ron Paul left of Obama, or a throwback to Ike?). Even the Paul campaign itself at times engaged in nomination-trail rhetoric to establish which candidate was “more conservative,” which is generally understood to mean more to “the right.” This tactic may help win some votes, but is it accurate?

What if we could graph the core positions of the Paul campaign without trying to squeeze them into the usual left–right spectrum? What if that spectrum itself is analogous to the imagined world in the 1884 novel Flatland? In Flatland, two-dimensional beings live as flat geometric shapes within a plane. One day, residents are shocked by a three-dimensional being who, while passing through their plane, seems to appear out of thin air, change shape, and then vanish again without a trace.

Back in our world, how might we locate an entire additional dimension of political spectrum? It is made to seem as though the whole range of possible opinion must exist somewhere along one line. Such a line is only one-dimensional; it does not even allow us the Flatlanders’ relatively generous two.

What if we add a second dimension? Imagine looking down at two lines that form a cross on the ground. The usual political scale stretches out to your left and your right, but a second scale crosses over that one. The “front” is closer to you (a living human person, as it so happens) and the “back” is farthest away from you (in the realm of abstractions that are supposed to trump the value of real human persons, as it so happens).

Now what if the whole left–right scale could have some thickness, making it more of a band rather than a line. This whole band could then be seen to move along the front–back scale over time. This could be used to represent a gradual movement of a whole political culture, even as the relative positions of left and right to each other remained. I will label this new scale with subjective percentages to illustrate relative positions and directions of movement over time. The precise numbers will not be as important as the relative positions they indicate, yet it may be clearest to begin from the farthest extremes as ideal types.

Far-out definitions

Let us say that all the way at 100% in the back of this new scale is totalitarianism. This is the idea that the state can and should do to and with individual people and variously defined groups whatever it pleases. The historical “far right” fascists and “far left” communists had different flavors of totalitarianism in common. Adherents to such views thought that their own favorite party should rule over any individual or traditional civic or community interest. In this sense, the familiar litany of 20th-century dictatorial leaders such as Stalin, Hitler, and Mao, stood side-by-side on the front–back scale. This is not to ignore their many differences; it is only to say that when viewed along this scale, their differences were incidental and their commonalities overwhelming.

Now let us say that all the way in the front of this new scale at 0% is philosophical anarchism. This is the idea that the state has no justifiable place within human societies at all. This body of thought also comes in a range of distinctive “left” and “right” versions with regard to the ideal rules and institutions for a statefree society, such as mutualist and private-law models. Fewer people are familiar with such distinctions, but here is a breif hint at the range of viewpoints possible here. Toward the left, mutualists emphasize such institutions as cooperatives, labor-unit trading associations, and an occupancy theory of land ownership (the illegitimacy of absentee ownership). At the other end, “private law” philosophies refer not to each person having a law unto themselves, but to the quite opposite idea of upholding legal principles that are equally applicable to all people in their capacity as “private” persons, allowing no special exceptions to general rules for “public” agents, such as those special exceptions to general rules that are made under “public law.”

This raises a puzzle for the usual left–right spectrum. It is able to combine left totalitarians and left anarchists at one end and right totalitarians and right anarchists at the other, a major case of lumping together quite opposite views. Imagine Stalin and a peasant freely trading units of labor time. Sounds dodgy. Imagine national socialists promoting a set of universal social norms that apply equally to all human beings everywhere regardless of grouping and classification. Sounds even more unlikely. Something about this scale, taken alone, therefore seems far too simplistic. A naive observer of the left–right scale alone might be forgiven for assuming that the two sets of “opposite” anarchists and “opposite” totalitarians, while they might disagree on many issues, might be at least as likely to find common ground with one another as with their alleged neighbors.

Some readers may by now have thought of the well-known “Nolan Chart,” which may at first seem similar to the model proposed here. However, the Nolan Chart is actually different in important ways, the implications of which we will explore below.

An example: Applying the front–back scale to American history

Where might 1770s American revolutionaries appear on the front–back scale? Some were probably around 0–10%, depending on which ones. They were rebelling against perceived overreaches of monarchy and mercantilism and wanted to replace them with somewhere between nothing and as little as possible, that is, with a novel “limited” state that was supposed to differ substantially from monarchism.

As usual, there was a division between the “left” and the “right,” in this case between the revolutionaries and the loyalists. This difference was largely over the question of what the proper natural order of society was. What represented the true natural order of society? Was it familiar monarchy or some novel form of self-government? It can be hard for us to imagine today that at that time, it was monarchy that appeared to be the self-evident natural order and self-government the seemed to be a reckless new social experiment.

Both revolutionaries and loyalists generally viewed society as a kind of natural order, a few that is closer to the front of our proposed new scale. This contrasts with central planners deciding how society should be, and then using the police powers of a state to engineer it that way, closer to the totalitarian end of this scale.

After the revolution, some, particularly the Hamiltonian Federalists, were still in favor of a powerful state, just one that they would run instead of some distant monarch. Few today, even in the Ron Paul camp, seem to recall that many Jeffersonians already viewed the Constitution of 1787 as a dangerous step toward perpetually growing government, one that clashed with the revolutionary ideals of 1776 and had already most likely been a net victory for big-government Hamiltonians. As it has turned out, the entire American political culture has been moving toward greater state power since soon after the revolution, and judging from the impressive scale of the current US Federal government, which that constitution set up, the anti-Federalist Jeffersonians were correct.

US history using the left/right scale can be viewed as having progressed in a zig-zagging pattern between “left” and “right,” represented by various parties in different epochs. However, this simple, one-dimensional story tends to obscure a pervasive undercurrent in which left, right, and center all move “back” together along a second dimension—in the direction of a more powerful central state in all areas.

It has often been observed that the modern US Federal government’s effective powers vastly exceed those that most monarchs would have dared even imagine. Modern powers to tax, borrow, and inflate are immense and business and life are hyper-regulated. In other words, the entire left–right scale, as a band, has been moving along the front–back scale toward the back for a long time.

Where is this band now? Centered around 65%? More? Each observer might suggest a different subjective number, but it has moved far from its former positions and the “consensus” direction of movement remains toward more central state power.

Where on this front–back scale should one place “legalized” extralegal military detention or assassination? What about raids on small-scale farmers selling to eager customers in search of more healthful products? What about detention without charge based on the failure of snoops to understand modern English idiom in the tweets they scan?

The original French “left–right” model was focused on the question of change. Should the familiar old ways be preserved or should something new be done? Included in the “left” were the great French economists Bastiat and de Molinari, who wanted to largely or completely eliminate the powers of the state to let civil society and economy function properly. They did not want to transfer those same or greater powers to some other form of coercive organization. Their main goal was to eliminate those powers, not reassign them. Left-wing “change” originally meant reducing the powers of the state and the cronyocracy.

A preference for change versus a preference for the status quo is a highly contextual distinction. Change what? How? In what direction? The original left–right concept itself is relational; it emerged in a particular historical context. In today’s context, however, the model applies quite differently. In fact, the presumed direction of desirable “change” now seems to mean exactly the opposite of what it once did.

Things are not better at the “right” end. The idea that the modern right wants smaller government is a faint ghost from the “Old Right,” whose ideas survive in mainstream politics as mere words devoid of effective content. The modern right generally wants the central government to be bigger and stronger in somewhat different places than the modern left does. However, both major parties have long been united in the big picture on ratcheting up government; they just differ at times on exactly how, where, and for the benefit of which blend of special interests.

From the perspective of any quite different position along the front–back scale, the major parties have become increasingly indistinguishable in practice on the most important issues, issues such as war versus peace, police-state versus republic, and technocratic central planning and cronyocracy versus authentic economic liberty.

How to graph Ron Paul

Whatever one’s opinion of Ron Paul, it is widely agreed that he is focused on making serious changes to status quo policies. Relative to him, then, all of the other candidates, the sitting president included, are broadly in favor of the status quo. Moreover, the “status quo” itself is not static; it is a moving pattern of massive state growth. Most of the talk of “cuts” in Washington refers to reductions in the rate of growth. Thus, Paul, who is from the “right” according to conventional wisdom, is far “left” on a “change versus status quo” scale applied to today’s context. The change he wants, however, is in the opposite direction from the one usually presumed – away from centralized state interference in people’s lives. Graphing that requires another dimension.

By stepping back from the permutations of the left–right scale, we can more clearly view Ron Paul’s 2008 and 2012 presidential campaigns as appealing to issues better defined along the front–back scale. Paul himself opened his 2008 The Revolution: A Manifesto by deconstructing the false alternatives the modern left–right scale sets up. In contrast, his unique location among modern politicians on our proposed front–back scale better explains his broad crossover appeal on certain key issues.

Imagine the whole left–right scale nowadays as a band crossing over the front–back scale at somewhere around 65% central state power. The real Ron Paul would be effectively invisible to anyone looking only along the usual scale from left to right. Conversely, he might stand out in the eyes of others for exactly the same reason. He is the only candidate who is substantially off of the left–right band as it is currently positioned along the front–back scale. He therefore appears either 1) completely unfathomable, as the three-dimensional character was to the two-dimensional Flatlanders, or 2) as the only intriguing alternative to the various flat shapes within our usual political flatland.

Mainstream candidates of both parties argue about how and where to grow state power. Meanwhile, Ron Paul is saying that we should be moving that whole state power meter, left, right, and center, in the other direction along the front–back axis.

There are always left and right camps on each major issue and in each historical context. One side might lean more or less toward the front or back, tilting the angle of the whole crossing band one way or the other. Nevertheless, a monocular focus on the left–right scale obscures the long-term movement of the entire political culture toward greater central state power and away from individual liberty and civil society institutions.

We are supposed to be enchanted by the theater of differences between the heads of a two-headed beast. We are not supposed to notice that the whole two-headed beast has been lumbering in the direction of ever-expanding powers for itself and special privileges for its camp followers of all parties. That makes it encouraging that more and more people, especially among the young, are beginning to notice. Could this be a sign that the illusion-holding power of the one-dimensional left–right scale is weakening?

The three-dimensional visitor to two-dimensional Flatland was not a beast, but the two-headed bipartisan leviathan is. Ron Paul is the only candidate who is working to turn that whole beast around and walk it back toward its cage.

The personal/political dichotomy and the Nolan Chart

We have examined the implications of adding a new dimension to the political spectrum, one that crosses the left–right spectrum and runs from front to back between the political ideal types of philosophical anarchism and totalitarianism.

The Nolan Chart was also an effort to add dimensionality to political interpretation to help people question and see beyond the left–right spectrum. David Nolan developed it in the early 1970s and it forms the basis of the well-known “World’s Smallest Political Quiz.”[i] The Nolan Chart divides the world into “personal” and “economic” realms to illustrate a seemingly paradoxical preference of the left for more freedom in “personal” areas and less in “economic” ones, with the inverse set of preferences on the right, which allegedly prefers economic freedom and enforced social control. Libertarians are depicted in another corner preferring freedom in both personal and economic areas, while totalitarians (or communitarians in one variation) are placed in the opposite corner, insisting that some other set of political considerations should take precedence over liberties.

The Nolan Chart was a substantial improvement over left–right reductionism. It allowed space for possibilities that are invisible along the left–right spectrum, namely libertarianism. Simply conflating libertarianism with “the right” is deeply confused and tends to lend an undeserved laissez-faire credibility to the fundamentally authoritarian right. This perspective also suggests that the main risk of the Ron Paul movement attempting to work within the Republican Party is that, as is often the case, vote-catching words can be assimilated into the conventional party while their meanings are ignored.

The concept of a scale that runs from total state control to no state control at first appears the same as in our proposed model. The important difference is that the Nolan Chart uses two distinct scales of freedom, each one qualified. This turns out to be an important difference that reveals some of the Nolan Chart’s weaknesses and shows how a still deeper layer of illusion is embedded in the conventional left–right spectrum.

Source: Wikipedia CommonUses and possible origins of the personal/economic dichotomy

The Nolan Chart’s most important weakness is that it accepts the conventional division of the world into personal and economic realms. This may seem uncontroversial at first, but as we examine this division step by step, and from various angles, the separation between personal and economic realms, used as a political assessment tool, may begin to look more and more flimsy, to the point that it may seem to fall apart altogether.

First of all, it may be that separating personal and economic categories is in part a legacy of certain economists’ attempts to create an artificial, reductionist model of “economic man.” Such a creature fit into mathematical and deterministic models much better than pesky living people. An “economic” calculating machine devoid of “personal” idiosyncrasies was just what advocates of such models needed if they were to make them seem relevant.

In contrast, Ludwig von Mises argued that real economics:

…deals with the real actions of real men. Its theorems refer neither to ideal nor to perfect men, neither to the phantom of a fabulous economic man (homo oeconomicus) nor to the statistical notion of an average man (homme moyen). Man with all his weaknesses and limitations, every man as he lives and acts, is the subject matter of catallactics. Every human action is a theme of praxeology (Mises [1949] 646–47).

A second perspective is that the personal/economic dichotomy may have arisen out of differing streams of rhetoric used by advocates of political control over people. Different threads of coercion-justifying rhetoric have different historical and philosophical origins, some of which are more “economic” and some more “personal.”

Listing up the various elements of life into categories is itself an artifact of a bureaucratic view of life. It results from habits of “seeing like a state,” in the memorable phrase of Yale Professor of Agrarian Studies James C. Scott. State administrators are eager to divide out and prioritize attention on those parts of the real world that are “legible and hence appropriable by the state” (Scott 2009, 39). Thus, what the state and statists view as “economic” will tend to involve those aspects of social life that are easiest for the state to regiment, monitor, and measure from the outside and, most importantly, tax. The production of grain was historically a worldwide favorite of states in this regard. From field to storage, it is visible, trackable, measureable, divisible, and therefore most readily taxable.

On the other hand, interest in using the state for social control of the “personal” realm may be associated more with the mashing up of law and religion. For example, in considering the impact of the 16th century German Reformation on the Western legal tradition, the late Harvard legal scholar Harold J. Berman argued that, “What has traditionally been called a process of secularization of the spiritual law of the church must thus also be viewed as a process of spiritualization of the secular law of the state” (2003, 64). Secular law was increasingly infused with the quasi-religious objective of attempting to make people “better” by using police powers to force them to perform certain lists of duties that religious bureaucrats defined as “moral.” This basic approach of attempting to use the state’s coercive powers to press-gang others into joining in a pursuit of moralized objectives may be traced right up to the assumptions underpinning a host of forcible modern wealth-transfer bureaucracies.

This latter, more “personal,” coercive dynamic today coexists with the more general interest of states in categorizing and directing “economic” activity into those channels that can most easily be recognized, measured, and exploited. Nevertheless, control and freedom are not so easily separated, not in theory or in practice, especially when viewed over the longer term.

Is that personal or economic?

But surely, you might say, we can set aside such theoretical considerations and try to list some categories for “personal” versus “economic” areas of life that everyone can agree on.

Very well. We might start with some typical subjects of political discourse: employment, education, housing, religion, marriage, and food. Consider each one in turn.

Is it clear which area is personal and which economic? Perhaps this should be examined more closely.

With greater “economic” independence of decision-making, a given person may enjoy greater freedom of “personal” action. So is such freedom definable as economic or as personal?

One might imagine a guaranteed “personal freedom” under some constitution or another. Does one still have such freedom when it no longer extends to whatever that particular state has most recently decided to reclassify as an “economic” area of life? Surely your “freedom of expression” on the Internet is subject to certain “economic” regulations of the medium or the “economic” products and services you use to access it, is it not?

Or it may be that your “personal” freedom from yesterday is actually covered by “interstate commerce” today. Or maybe it has some bearing on “national security.” Either way, the practical message may well be, “Sorry folks, that was yesterday’s freedom. This is today.”

What about one’s ability to open, relocate, expand, or contract one’s own business? What about one’s choice of place of work and of co-workers, one’s place or type of residence, what foods one can or cannot eat or sell, or where, how, and when oneself or one’s children are educated?

Those are all “economic” matters in some ways. But are they not also each very personal? Clearly, they impact large portions of the days and hours of one’s life and the quality and content of one’s experiences. They can also all impact issues of employment, saving, retirement, income, and expense, which of course makes them all…What? impersonal?

But surely we can all agree that marriage is completely personal! Well, marriage within modern states is in effect a bureaucratically defined legal status that has a direct bearing on tax rates, exemptions, and insurance coverage. It surely has major impacts on the financial affairs of all those involved, impacting bank accounts, housing, transportation, inheritance, the distributions of child-rearing expenses, etc. So then marriage is actually “economic” rather than “personal”?

Will the seemingly solid personal/economic division really go down that easily? Maybe we should give it one more chance. Surely we can define it objectively for all people this way: the “economic” has something to do with the use of money. The economic is the monetary.

All right, then, let us try this one out. What are some quintessentially “personal” areas within conventional political discourse? How about vice? This is one of those personal areas that the right is famous for wanting to use the police state to control, including areas such as prostitution and substance use.

People acting within such realms almost invariably employ, well…money, for transactions. One might suppose that actors in these sectors also use money for at least some degree of budgeting and cost accounting. So the money = “economic” attempt at a definition soon begins to break down once again.

Out of the paradox

One secret to unraveling this puzzle is that both the personal and economic categories themselves are subjectively defined. They make the most sense when viewed from the perspective of a person considering his own decisions in a given context. They depend for their meaning and application on how each issue is being viewed, who is looking, and why the viewer is asking. The question of whether an issue is personal or economic is itself an individual matter. Who wants to know?

For example, if Anna decides to take a particular job, she might think to herself that she is mainly doing it to advance her career in an interesting work environment, which would make her decision lean more toward the “personal” side of things. However, she might also decide to take the same job mainly for its income potential, which might make her think of her decision as more of an “economic” one. From a rigorous economic-theory perspective, observers cannot determine this distinction from the outside one way or another, as it has to do with how the acting person is conceptualizing what they are doing in terms of ends and means.

It would also not suffice to ask the regional economics czar or the head of the Bureau of Personal Satisfaction assigned to the territory in which Anna lives. In any case, those two bureaucracies would not be likely to agree even with one another. After all, the classification of her action might impact their respective budget appeals next year in different directions. As for Anna’s decision, only she can really know what her decision was mainly about. She might never even tell us the truth about why she took the job, depriving us of any chance to effectively use our neat little bureaucratic categorization scheme into “personal” and “economic” statistics.

The personal/economic distinction referenced in the Nolan Chart and other political charting models, while at first seeming intuitive and clear, thus turns out to look increasingly arbitrary and malleable the more closely we examine it. Moreover, the distinction depends on categories that help define the same conventional left–right spectrum that we have been attempting to build a pathway for transcending.

Indivisible

To the extent that the personal/economic distinction might be meaningful at all, it is also important to recognize that when the state controls either alleged “half” of freedom, it already has the leverage to control the other half. Those who use or threaten state-orchestrated violence to control others in the “economic” realm also gain discretion over them in the “personal” realm, and vice versa. This is not to say that authorities with discretion to direct violence to control the lives of others will actually do so in any particular way at any given time. Each state, for example, remains somewhat different from the others in its current style and practices. The key is that they can.

The personal/economic distinction functions within statist discourse to help sell state control, but different packages are available to appeal to different sets of preferences. The “left” version says that you can have your freedom in the personal realm so long as the state has the discretion to tell you (mainly tell other people, of course) what to do in the economic realm. The “right” version is the mirror image. You can have your freedom in the economic realm so long as the state has the discretion to tell you (mainly tell other people, of course) what to do in the personal realm.

Each seductive package appears to make sense right up until the moment it is too late. That is the moment when the creature you have been supporting tells you what to do in an area over which you had preferred to retain personal control. The secret power of this distinction is its “confuse and exploit” effectiveness against entire populations of individuals, each of whom is willing to buy into some attractive, customized variant of this deceptive pact with the devil, and pay for it—with other people’s liberty.

All of these packages, however, are long-term scams, or “long cons.” Neither variant of half-freedom is meaningful if you cannot act in disagreement with the authorities who control “the other half.” Whichever half of liberty has been ceded is held in reserve and can always be used to undermine the half that supposedly remains. The key is that with any such scheme of divided liberty, you are left with no reliable foundation from which to disagree—and act on such disagreement—without facing the threat of officially meted-out fines, confiscation, imprisonment, or death.

Citizen A, for example, might be arrested and imprisoned for a “personal offense” such as sampling some forbidden substance. While in prison, she will not be able to exercise her “economic” freedom by continuing to work at the company she started. Meanwhile, Citizen B’s “economic offense” of creating a popular website that offends powerful incumbent economic interests with strong lobbying operations might likewise land him in the lock-up, from which his “personal” life will be out of reach.

Say you want to start a food co-op with your neighboring farmers and friends. This is an exercise of “economic” action in support of “personal” food freedom. However, this risks running afoul of the government’s bipartisan system of food regulation and its lobbyist-driven support for certain kinds of politically favored industrial products that are marketed for human consumption. Having been duly raided and warned, you would probably be arrested if you persisted too far. Before long, both your “personal” and “economic” freedoms might be narrowed down to the choice of eating the agro-congressional complex’s mystery-grain GMO prison chow or going on hunger strike.

Differently labeled frogs in the same pot

The overall preference for state control over civil and individual freedom in all areas has been rising – left, right, and center. Meanwhile, all the little frogs divided into their left, right, and center teams, are focused on their differences along the left–right spectrum. What none of them seems to notice as they croak back and forth is that the water temperature in the pot they are all floating in together is rising.

The image of the entire left–right spectrum as a band shifting along the front–back axis over time makes even more sense if the division of the world into “personal” and “economic” realms is illusory. All freedoms, or their absence, are ultimately interdependent and, in the big picture, tend to rise and fall together.

The fake division of the world into personal and economic realms has proven an effective mechanism for helping to divide and control every one of those hapless simmering frogs. Even the venerable Nolan Chart, while it went a long way toward expanding political perspectives, did not manage to fully transcend that division. Taking a fresh look at the Ron Paul movement in these terms may help us all enhance the dimensionality of individual acts of political interpretation.

References

Berman, Harold J. 2003. Law and Revolution II: The Impact of the Protestant Reformations on the Western Legal Tradition. Cambridge: Harvard University Press.

Mises, Ludwig von. 1998 [1949]. Human Action: A Treatise on Economics. The Scholar’s Edition. Auburn, Alabama: Mises Institute.

Scott, James C. 2009. The Art of Not Being Governed: An Anarchist History of Upland Southeast Asia. New Haven: Yale University Press.

 


[i] There have been many alternative charting attempts over the years since the Nolan Chart. I recently discovered that the Political Compass Organization had already proposed a two-axis model with even more visual similarity to the one discussed here. Looking further, however, it seems that that chart’s labeling and the underlying assumptions suggested in its diagnostic test still end up differing considerably from the model I suggest. I base this quick assessment on the chart’s labeling, the actual questions on the accompanying test, and the somewhat surprising result I obtained from taking it (hardly where I would have placed my views on it by looking at the definitions).

Two types of A Game of Apples

IP is evil in a Game of Thrones kind of way and is wasting a tremendous amount of all of these companies' time and resources. It is an inherently non-market game, a win/lose game. And IP has to some degree forced all companies to play that game one way or another (defensively is less morally offensive than aggressively).

That said, it still must be noted in the context of comments such as the above that execution and "invention" are utterly different things. The definition of "product" in the video is technological, but not subjective. The "product" is the entire thing that the consumer is buying, including the surrounding experience. That is precisely the "technological recipe" discussed, which is just the right idea, except that the speakers seem to continue to imply the technical elitist view that this is an inherently lesser function than supposedly pure "invention."

However, without execution, invention serves no one. Creating an end-product that people actually buy is at least as much an art, and Jobs' vision was explicitly to work at the intersection of technology and humanities, including aesthetics. It is the result of making the recipe (the dish on the plate) that _always_ constitutes the consumer product that is bought, not the underlying technologies that are of interest mainly to engineers and technical elitists. A consumer does not go to a restaurant and ask for a portion of one of the ingredients from a bin in the kitchen.

Apple legal is being evil and Jobs had, among his weaknesses, an IP and overstretched credit-claiming mentality. But this is a different matter from the company's habit of reinventing entire industries for the benefit of ordinary people, which they did precisely by realizing that not only the ingredients, and not only the recipe, but the dish on the plate _is_ the important thing in business; not the "technology" taken in isolation from what matters to the end users. I think all this can still be appreciated separately from judgements about the company's horrific IP antics, which amount to trying to prevent competing chefs from using certain types of ingredients in their cooking!

REVIEW | Liberty message in Hunger Games book much weaker in film

My review of The Hunger Games audiobook was published at Prometheus Unbound recently. I also commented on Mathhew Alexander's review of the film by adding some comparative perspective to the book. Tying all of this together, I just noticed Sam Staley's comments on the film versus the book over at the Independent Institute blog.

The executive summary of all of the above is that the book brought across a much more radical pro-liberty, pro-individualism message than the film does. Traces are still there, but the deepest messages and themes I found in the book, such as the quest for natural win/win cooperation even in the face of the state's artificial win/lose and lose/lose games, have been weakened considerably. The exteriors have been recreated quite skillfully in the film; not so much the interiors. It is still a decent film, but much beyond it, especially in terms of deeper moral and political content, can be gained from the book.

REVIEW | Primal Body, Primal Mind by Nora Gedgaudas

The first half of the book is on nutrition and is quite good, backed up by a lot of evidence and careful referencing. The second half turns more speculative. You can tell because the scientific references simply start to vanish, leaving the author speaking of her opinions. This is where we start talking about cell phones killing us and a few other much more questionable assertions about which no conclusive evidence exists one way or the other that is popular with the, what is it now? Neo-New-Age?

This is especially disappointing and perhaps even dangerous because the nutrition stuff gets you into a rational mood, the author builds some credibility, and then the whole thing seems to start sliding into technophobic imagination, which might drag some readers down with it (the one's who didn't notice the precipitous decline in scientific references). There are plenty of better established dangers, and mixing in what seems to amount to groundless technophobia undermines the credibility of the otherwise solid nutrition research.

You can get some good ideas out of this book, but if you aren't careful, you might also get some quite weak ones mixed in. Overall, I would say that more solid presentations are available that do not get as lost after halftime, and these should be prioritized. My own list after reading a lot of books in this field reads: Sisson, Taubes, Wolf, and Cordain (the newest one; he's revised a few things).

REVIEW | The Paleo Answer by Loren Cordain

Makes my top five rankings, but still has a few weaknesses

Among paleo/primal/low-carb/ancestral-health books, the newly released The Paleo Answer earns a place within my top five ranking. It has many useful and up-to-date discussions of specific disease conditions and their relationships to nutrition. Since The Paleo Answer is just off the presses (or proverbial presses for the Kindle version, which I read on an iPad), it also has the advantage of being able to cite new research that has emerged since the release of Gary Taubes' monumental Good Calories, Bad Calories (GCBC).

The Paleo Answer is almost entirely about applied nutrition science. It mentions other lifestyle issues, but only in short treatments, so do not expect the kind of wide-spectrum discussion of lifestyle at the depth available in The Primal Blueprint by Mark Sisson. I thought the sub-title was misleading (blame marketing as usual). This is not a play-by-play gimmicky diet program. It is a highly informative applied science book (and sure, if you stop eating nasty toxins, of course you'll feel better in a few days!).

The chapter on vegetarianism/veganism is notably thoughtful, solid, and well-argued and might even be useful to recommend to vegetarians and vegans you care about. Moral issues of food production are touched on, but what Cordain really wants to make fully clear in this chapter, and I think he slam-dunks it, is that seeking better health is not one of the valid reasons to choose to be a vegetarian/vegan [I could not read the discussion of veganism and pancreatic cancer without at least thinking to myself: Steve Jobs, RIP].

It is nice to see an author who openly changes his mind based on evidence and further thinking, and Cordain is quite clear on points on which new evidence or understandings have led him to do so in the past few years. The discussion of vitamin supplements is important. Cordain argues that the most recent studies are trending to indicate that most supplements are somewhere between useless and harmful, although at least vitamin D and fish oil appear to remain positive. I thought his personal stories fit with the content and added something nice to the book, rather than being mere ego digressions. I particularly liked his tale of diving to get clean water from a high mountain lake.

The ample sprinkling of individual success stories from readers were also fitting. To Cordain's credit, he acknowledges that no amount of such anecdotes can equal scientific validation. Yet he goes on to note that ignoring repeating patterns of dramatically positive experience stories is also not very scientific. The balance of such repeating individual experience patterns constitutes a very loud signal that certain kinds of studies should be undertaken to check into these phenomena more systematically. He proposes some possible study designs along these lines.

The chapter on dairy shows some logical weakness. My reading was that all or almost all of the evidence it cites is from studies of cow milk drinking, but the author nevertheless generalizes those conclusions to all dairy products. I have had very negative experiences with milk drinking and stopped years ago, but no (noticeable) negatives with cheeses and heavy cream. Clearly there is a difference created with the separation into cream/butter and the bio-processing involved in cheesemaking. I am not saying those products are thereby cleared of suspicion, just that they are somehow different in their effects from milk itself and need to be addressed as such. I thought it was a black mark on the logic of the chapter (which also raises the question of whether similar problems are lurking elsewhere) that this distinction was not addressed and that conclusions based on milk studies alone were generalized to all dairy products.

Another weakness is the repeated and unexplained reference to "lean" meats as being recommended. I am not sure what this is about, but I guess it might be an artifact from the habit of bowing before anti-fat hysteria. Fat is the primary target of predators and ranks above lean meat in priority of consumption. Traditional societies the world over eat at least something approaching the whole animal. Your fellow h/g hunters would certainly be horrified if you started tossing out the most nutrient- and calorie-rich components of a kill in favor of boring old chunks of dry muscle. Both The Primal Blueprint and GCBC contain superior information on the subject of fats.

Only three volumes reside above The Paleo Answer on my current nutrition/health book rankings: The Primal Blueprint, GCBC, and The Paleo Solution by Robb Wolf (Wolf interviews Cordain about The Paleo Answer in The Paleo Solution Podcast #112).

In sum, that leaves the new Paleo Answer suddenly ranked above a large number of other volumes in this genre in my reckoning. I have gleaned good specific insights from books I rank lower, but the evidence-based quality and reliability of their advice is much spottier. I would definitely include The Paleo Answer in a top-five reading program on nutrition and health.

REVIEW | Four Laws that Drive the Universe by Peter Atkins

As a reader interested in general knowledge, but more specialized in the social sciences, I came to Four Laws That Drive the Universe wanting to get the sharpest understanding I could of the laws of thermodynamics without specialized training in the subject. I think the book fills this niche fairly well, but I did notice some unevenness in difficulty level.

I enjoyed how the modern formulations of the concepts were introduced through the historical context of their development, moving from physical observations of steam engines toward more refined molecular explanations, and touching on the major historical figures who developed key concepts at different stages.

I had mixed feelings about this book, though they were predominantly positive. I think that most of the time, the concepts are explained in such a way that the general reader can happily follow along, but there are a few sections that will probably approach or slightly exceed the abilities of the general reader to come fully along for the ride.

Overall, I think this is probably the best available short treatment at this level. It raises the specificity and precision of concepts that are sometimes trotted out in general discussions without being understood well enough. Not a bad investment for a few hours of concentration!

Is the left–right spectrum in flatland? A better way to graph Ron Paul

The rising prominence of the Ron Paul campaign is straining the interpretive power of the conventional left–right political spectrum. The San Francisco Chronicle recently took a stab at placing Paul somewhere along it (Is Ron Paul left of Obama, or a throwback to Ike?). In an online discussion spurred by an Economist article about the political spectrum and libertarian ideas (The problems of purity), I commented that, "The scale itself, left, right, and middle, is entirely within flatland." This stirred some puzzlement. 

What if there is a way to graph the core positions of the Paul campaign that goes beyond trying to squeeze them into the usual left–right spectrum? Could the spectrum itself be analogous to the imagined world in the classic 1884 novel Flatland? What if at least one whole dimension is missing from conventional discourse?

In the novel, two-dimensional beings live within a geometric plane. They are awed by a three-dimensional being who seems to appear one day out of thin air, change shapes, and then vanish from their midst. How might we locate an additional dimension in the political spectrum when it seems as though the whole range of opinion must exist only along one line? Such a line does not even allow us the Flatlanders' relatively generous two dimensions.

So let us imagine a second scale that crosses over the modern left–right scale from front to back. The whole left–right scale could then move as a band along this second scale over time. I will label this new scale with percentages as an expedient to illustrate relative positions and directions of movement.

Let us say that all the way at 95%–100% in the "back" of this scale is totalitarianism, the idea that the state can do to/with citizens and non-citizens whatever "it" pleases. Notice how the historical "far right" fascists and "far left" communists had different flavors of totalitarianism in common. They had different areas of emphasis, but agreed that the state/party was supreme over any individual or traditional community interest. For simplicity, say that Hitler, Stalin, and Mao were all standing side-by-side way out there around 95%–100% on our imagined front–back scale. When viewed along this dimension, their differences were incidental, their commonalities overwhelming.

Now let us say that all the way in the "front" of the same scale at 0%–5% is (philosophical) anarchism, the idea that the state as such (depending on exactly what is meant by "state") has no properly justifiable place within civilized human societies. Interestingly, there are also distinct "left" and "right" versions of this body of thought, though fewer people are familiar with those distinctions.

This raises a puzzle. If the left–right scale can join seemingly opposite left totalitarians and left anarchists together all the way down at one end and seemingly opposite right totalitarians and right anarchists all the way down at the other, it would seem to suggest that something about that scale is a little odd. It seems to lack some...dimensions. A naive observer might be forgiven for assuming that the two sets of anarchists and the two sets of totalitarians, despite being on opposite ends of the left–right scale, might be at least as likely to find common ground with their opposite numbers as with their supposed neighbors in debating how either their imagined ideal total states or totally statefree societies, respectively, ought to look.

If we view the sweep of US history starting from the revolutionary period, many of the various 1770s American revolutionaries were probably around 0–10% on this front–back scale, depending on which ones you talked to. They were rebelling against perceived overreaches of monarchy and mercantilism (at 30%?) and wanted to replace them with somewhere between nothing and as little as possible, or with a novel "limited" state organization that was supposed to differ significantly from monarchy. Yet there were also some 25%-ers among the Hamiltonian Federalists, and indeed, many Jeffersonians already viewed the Constitution of 1787 as a dangerous step in the direction of unlimited government, which clashed with the original revolutionary ideals of 1776.

As US history has progressed since then, there has been cyclical zig-zagging between "left" and "right," but there has also been a pervasive undercurrent in which left, right, and center all move "back" in the direction of a more powerful central state in all areas. The modern US Federal government's effective powers vastly exceed those that most monarchs would have even dared dream of. Modern powers to tax, inflate, and borrow are immense, the US presidency has steadily amassed new and expanded powers, and myridad aspects of life and business are hyper-regulated. The whole left–right scale has been moving along the front–back scale toward the back for a long time.

Where is it now? At 65%? More? Everyone might place a different subjective number on it, but in relative terms, it has moved far indeed from its former positions, and in the big picture, the overwhelming "consensus" direction of movement remains toward more central state power. Looking just at 2011–2012, where on this front–back scale should one place "legalized" extralegal military detention or assassination? Where should one place armed raids on small-scale farmers selling raw milk to eager customers in search of more healthful products?

The original French left–right scale was focused on the question of change. Should the familiar old ways be preserved or should something new be done? Included in the "left" were the great French economists Bastiat and de Molinari, who wanted to largely or completely eliminate the powers of the state in many areas in order to let civil society and economy function properly. They did not want to transfer those same or even greater powers to some other form of mass-coercive organization. Their main goal was to eliminate those powers to intervene and invade people's lives, not reassign them. "Change" meant reducing the powers of the state and the cronyocracy.

Only shadowy suggestions of that spirit have survived in the modern left. What is the party of "change" now? Allegedly "left" Barack Obama was voted in on an anti-war, pro-civil-liberties ticket with the word "change" featured on his campaign materials. After taking office, however, he appears to have carried forward and expanded some of the worst policies of his predecessor. Whatever one's opinion of Ron Paul, it is widely agreed that he is focused on making serious changes to core status quo policies. If the classical "change" versus "status quo" definition of the left–right spectrum holds up, Paul must be further "left" than any of the other candidates. Yet many think of him as being well to the "right."

The primary question debated along the modern left–right scale is quite different than the kind of debate suggested by the original French one. There is no longer any fundamental question of reducing the total net power of the state. The idea that the modern right wants smaller government is a ghost from the quite distinct "Old Right," and survives today mainly as empty rhetoric. The modern right wants the government to be bigger in different places than the modern left does. Both major parties have long been united on ratcheting up big government; they just differ at times on precisely how and where and for the benefit of which exact blend of special interests. From the perspective of anyone in a different position along our suggested front–back scale, the major parties have been increasingly coming to be indistinguishable from one another on the biggest issues, and by the biggest issues I mean war versus peace and police-state versus republic.

How to graph Ron Paul

Using this model, we can view Ron Paul's 2008 and 2012 presidential campaigns as primarily addressing issues along this front–back scale. This scale is much more important in understanding the core of his campaign message than struggling to place it somewhere on the left–right scale. Paul himself opened his 2008 The Revolution: A Manifesto by deconstructing the false alternatives the modern left–right scale sets up. In contrast, his unique location among modern politicians on the front–back scale better explains his broadening crossover appeal.

Imagine the whole left–right line being configured nowadays such that it crosses over the front–back line at somewhere around 65%–75% state power. Ron Paul would be effectively invisible to anyone looking only along the usual scale from left to right. Conversely, he might stand out to others for exactly the same reason. He is the only candidate substantially off of the conventional left–right scale as it is now positioned along the front–back scale. He thus appears either completely unfathomable (is that why some media people so awkwardly try to ignore his prominent existence in poll results?) or as an intriguing alternative.

In this proposed two-dimensional view, the mainstream candidates of both parties can be seen arguing with each other about how and where to grow state power even further based on their "left–right" differences. Meanwhile, Ron Paul is saying that we should be moving that whole power meter, left, right, and center, in the other direction along the front–back axis.

This view reveals that the American political culture has been moving steadily in the direction of greater state power since soon after the revolution. The American revolutionaries and loyalists were divided over what the natural order of society was, monarchy or some form of self-government. The idea of central planners fundamentally deciding how society should be and then using the police powers of the central state to try to engineer it that way would only mature later as statist ideology evolved. There have always been left and right camps, and one side might lean more or less toward the front or back, tilting the angle of the crossbar one way or the other. Nevertheless, a monocular focus on the left–right scale alone obscures the long-term movement of the entire political culture toward greater central state power and away from individual liberty and civil society institutions.

We are supposed to be enchanted by the theater of differences between the heads of a two-headed beast. We are not supposed to notice that the whole two-headed beast has been lumbering in the direction of ever-expanding powers for itself and special privileges for its camp followers of all parties.

From that perspective, it is encouraging that more and more people, especially among the young, are beginning to notice. Could this be a sign that the illusion-holding power of the one-dimensional left–right scale is weakening?

The three-dimensional visitor to two-dimensional Flatland was not a beast, but the two-headed, two-armed, bipartisan leviathan is. Ron Paul is the only candidate who is working to turn that whole beast around and walk it back in the direction of its cage.

REVIEW | Cells, Gels, and the Engines of Life by Gerald H. Pollack

A little scientific revolution may be underway in basic cell biology. Professor Gerald H. Pollack makes the case. My review of his book was just published at Promethus Unbound.

A revised vision of basic cell biology

Science fiction blends science and story, but stories and images are among the building blocks of science itself to a greater extent than most people realize. The most engaging science books tackle the narratives that scientists believe and on which they base study designs and interpretations. Cells, Gels, and the Engines of Life provides a detailed case study of how such scientific stories and simple mental images operate to guide entire fields over decades – and not always along the best available paths.

With everything from bio-engineering to bio-hazards of keen interest in the popular and science-fictional imaginations, it is important to be clear on the fundamentals of how cells work. We might have thought we already knew, but this book questions a whole list of “textbook” fundamentals and offers an alternative, integrated framework for explaining a wide range of cell functions.

Once a misguided view has been established in any field, not only in economics, but apparently also even fields such as cell biology with relatively few obvious sources of political distortion, it can take a rare blend of courage, expertise, and clarity to budge things in a new direction. This can emerge not only in the storied times of Copernicus, Kepler and Galileo, but even today. It still takes a heroic protagonist to put it all together and say it out loud against layers of convention. Meet Dr. Gerald H. Pollack,  the author, professor of bioengineering at the University of Washington.

...continue reading

REVIEW | Focused progress with Body by Science, but integration with proper running methods should be possible

Many major muscle groups in my body are still sore (moderately) forty-eight hours after those “12 minutes.” Significant adaptations are underway. Now I only need the patience to sit back and let those adaptations proceed, day after day, until next week, according to John Little and Doug McGuff, authors of Body by Science: A Research Based Program to Get the Results You Want in 12 Minutes a Week.

They argue that 12 minutes a week is not just invented for marketing hype, it is literally the best program they have found for increasing strength and conditioning (and the marketing people at the publisher then of course picked up on it). They make a case for viewing exercise as a form of medicine that can have an optimal dosage range for the effect sought. The high intensity of their program is potent, but optimal, medicine and requires a substantial recovery period during which the body can make the adaptations that are asked of it in those 12 minutes.

Doing this kind of training longer or more often would simply render the body unable to fully adapt to the workout and essentially become a waste of time. I would say that what they are suggesting is that exercise is a conversation with the body. We ask it to adapt, but then we have to give it the time and resources to respond fully to the request. There is individual variation of course, but a week is the typical best recovery time from this workout that has emerged out of practical experience working with large numbers of people using this program over years.

This is a worthwhile volume in a powerful genre that combines good biochemistry knowledge with practical experience in actually training large numbers of human beings in a healthful direction. One of the authors is a physician and both run gyms specializing in the methods they present in the book. They explain the foundations for their program in muscle and energetic biochemistry in appropriate detail and explain the program itself in sufficient detail that one could reasonably start on a version of it after reading the book and accessing the required equipment. They discuss in the final chapters how their program relates to other sports and how it has proven equally good for all ages, especially perhaps, the elderly.

The authors make the case that a short burst of very high-intensity strength training done no more than once a week creates the greatest adaptive response not only in the muscles, but in the entire energy system (so called “cardio”), than any other form of exercise. Thus the cost/benefit picture for this approach is very favorable compared to other forms of exercise if improved health and capabilities are the goal. Moreover, this program should be particularly helpful with body composition due to the way it draws out stored muscle glycogen to greater depths, including in those last-ditch “emergency” muscle fibers that we do not normally access, therefore greatly increasing insulin sensitivity and glucose uptake in muscle cells for days after that single workout.

On the downside, I found the anti-running thread weakly argued. I can sympathize with anti-“running,” wherein “running” is understood in a conventional way, as the authors do, as essentially a practice of chronic mis- and over-training of a basically unhealthy form of movement, that is, heel-strike running performed in highly unnatural "running shoes."

The conventional way, however, is hardly all that is to be said for running. There are other ways to run that are healthier, for example, the running methods described in the Pose Method of Triathlon Techniques, which I have adopted over the past year along with the use of minimalist footwear (I have discovered that SoleRunners work much better for me than the vaunted Vibram FiveFingers). As Pose Method developer Nicholas Romanov argues, running can and should also be approached as a skill sport, rather than a mere “pounding of the pavement,” which is of course horrible. Thus, the authors have made a good case for their own program, but they are much weaker in using that case to undermine certain other approaches and activities with which they are less well-versed.

Intelligent training methods, including those described in the book, could also be applied to develop more healthful and effective running programs. A more refined approach to running could be addressed along with the other "skill sports" in the context that the book provides. The strength methods could also be adapted for running-specific support. The book came out behind the curve of the growing reconception of running as as skill sport with more and less healthful ways of being performed.

Can I combine their insights and their 12-minute strength program with my evolving running program? I have some ideas on how to do it somewhere between Mark Sisson's recent advice on marathon training and a BBS-based running support program, and that is what I intend to attempt in the coming months.

Who was it that lived at the corner of Tech and Humanities?

I've seen a comedic poster of Steve Jobs and Dennis Ritchie, both computer industry giants who passed away recently, circulating on the web. The poster is labelled to show that Jobs was "praised by the media as Jesus of computing," while Ritchie, who was instrumental in developing the C programming language and UNIX was "ignored."

The problem with this is that developing technology and envisioning end products that reach users where they live are entirely different functions. "Raw" invention and successful execution in business are entirely different functions.

Jobs made a habit of looking at existing, emerging, and even dormant ("gorilla glass") technologies and then imagining what normal people could do with them when no one else saw it, not engineers and not consumers. He explicitly defined his work not as technology development, per se, but as bridging large gaps at the "intersection of technology and humanities." This is detailed as a central life theme in the recent biography of Jobs by Walter Isaacson.

The kind of comparison in this photo may rightly promote Ritchie as a technologist, but as a snub against Jobs, it badly misses the point. It reveals a kind of engineering arrogance, the view that what "really" counts is the technocrat and his technologists, but not the marketer, the merchandiser, the designer, the visionary, the distributor, or the strategist. As it turns out, all of these functions "really" count and can do no useful work in isolation from the others. Real markets (and the real world) require much more than technology; in the end, they require its application to the "end" business of living.

On more robust theoretical foundations for legal philosophy

My article, “Action-Based Jurisprudence: Praxeological Legal Theory in Relation to Economic Theory, Ethics, and Legal Practice” was published in Libertarian Papers 3, 19 (2011).

"An interesting, provocative analysis...” —Stephan Kinsella, legal theorist, editor of Libertarian Papers, Senior Scholar at the Mises Institute, and director for the Center for the Study of Innovative Freedom

"This piece is striking...” —Allen Mendenhall, editor of the The Literary Lawyer


My top six picks out of the 26 books I read in Jan–Jun 2010

In January–June 2010, I read 5,351 pages of books (+1,075 pages more than during the previous six months, July–December 2009) and listened to 124 hours of audiobooks.

My top six picks out the 26 items (paper and audio together), in a tough competition, were as follows:

1. Literature and the Economics of Liberty: Spontaneous Order in Culture
Literary criticism that uses real economics for analysis instead of Marxist reductionism! This is a deep-level game changer.

2. The Economics and Ethics of Private Property [direct PDF link]
Outstanding collection of essays on political philosophy and
economic theory, including Hoppe's eye-opening discourse ethics reasoning, which takes some of Habermas' work in a new direction (Habermas was his dissertation advisor).

3. The Theory of Dynamic Efficiency [direct PDF link]
Economic theory that puts the real life back into economic theory, and puts economic theory back into real life. Identifies and fixes the major departures from reality that mainstream economic theory made.

4. Snow Crash [Link to Audible version, which was outstanding]
Science fiction novel. When I finished listening, I just went back to the start to go through it again without pausing! Even though some of the tech details are a little dated (1992), the book was still that entertaining and interesting.

5. For Good and Evil: The Impact of Taxes on the Course of Civilization
A world history of taxation (hint: it wasn't pretty then or there either).

6. Integral Life Practice
Create a weekly routine that covers all the important bases needed for balanced personal development—exercise, meditation, ethics and more, all in one fully customizable weekly practice model. Helps keep from getting self-sabotaged by leaving out any one major component needed for balance.

The other 20 by category—titles only in no particular order

Political economy
Boundaries of Order: Private Property as a Social System
Memoirs of Ludwig von Mises
The Broken University
How to Win a Cosmic War
Blackwater: The Rise of the World's Most Powerful Mercenary Army
Nuclear Energy in the 21st Century
The Little Book of Bull Moves in Bear Markets [investing]

General philosophy
Inclined to Liberty: The Futile Attempt to Suppress the Human Spirit
The Architecture of Happiness
The One-Two-Three of God
Integral Psychology
Integral Spirituality
Norman Einstein: the Dis-Integration of Ken Wilber

Fiction and fiction related
Learning the World (Sci-fi)
Atlas Shrugged (Novel with social sci-fi aspects)
Pallas (Sci-fi)
Sims (Sci-fi)
Writing the Breakout Novel
The Physics of Star Trek (an analysis of Star Trek sci-tech by a physicist)

Misc.
The Marathon Method

REVIEW | Avatar: Storyworld creation, justice and environmentalism on Pandora and Earth

It may seem that watching Avatar is akin to taking a libertarian pill. True, the libertarian nutrients are rich and of universal appeal. Unfortunately, the pill is also laced with the same bad old drug: anti-technology, anti-business, and pro-primitivism.

(Estimated spoiler risk: Moderate)

Avatar is a beautiful piece of modern visual artistry and it deals reasonably well for a film with several classic science fiction themes (see the postscript for recommended novels). It portrays legitimate defense against military aggression, making a much-needed popular statement of anti-militarism.

The story of a soldier looking for “a single thing worth fighting for” is poignant. How often throughout history has the impulse to defend been manipulated and twisted for unsavory political aims?

Roderick Long said in his review that, “The movie’s most important message may be this: soldiers are responsible, as individuals, for the actions they carry out, and when they’re ordered to do something immoral they have an obligation to disobey.”

Despite the film’s thematic positives, it also encourages some dangerous misconceptions. It identifies as a “corporation” an entity that carries out actions that only states on Earth are known to perform. It also mixes a clear and principled justice issue with a primitivist, anti-technology motif in a bait-and-switch rhetorical move.

We will tease apart these and a few other confusions, clearing a path through the film’s Rousseauian intellectual thicket wide enough to enable us to enjoy the show without compromising our minds. In examining these confusions, it is instructive to reflect on the role of storyworld creators, both those who create science fiction and those who create "message," news, spin, and sometimes even "science."

In enjoying science fiction, we happily hand over to storyworld creators the power to temporarily redefine reality. We must take extra care to take back that ability at the theater exit or upon closing the novel. Other kinds of storytellers await us in the non-fictional world, and their motives do not include providing entertainment.

The justice issue: how the plot could have been made more challenging and why it wasn’t: Stephan Kinsella characterized the dominant plot issue in the film as illegitimate invasion met with legitimate defense. In his review, he writes that Avatar, “was about a group of people (the Na’vi) defending their property rights on the world Pandora from aggressors (the human invaders), and about one of the humans (a soldier named Jake Sully) deciding to join and help the right side.”

This aspect is present and strong. Yet there are also negatives swirled deeply into the mix in ways that will make certain key issues quite difficult for most people to keep straight.

To begin with, the film makes a weak attempt to portray the antagonist entity as a “private corporation.” Kinsella linked to Lester Hunt’s review, which argues powerfully that it has been states throughout history that engage in the practices this “corporation” is shown engaging in. Hunt identifies these practices as: “using military force to invade and conquer foreign lands, slaughtering wholesale numbers of the inhabitants and burning their dwellings, all in order to steal their property.”

From the anti-corporate left-liberal perspective, using fiction to misrepresent a military mini-state as a business corporation may be designed to suggest rhetorically that certain corporations can influence government policy, including military deployments, in pursuit of their own narrow ends. The left liberal seldom realizes, however, that the offending corporations are working to gain special advantages at the expense of everyone else, including other corporations, sometimes especially their own competitors, so this is no basis for criticizing corporations as such, merely the offending ones and only for actual offenses. See Murray Rothbard’s classic article, “Wall Street, Banks, and American Foreign Policy.”

From a libertarian standpoint, the actions of the militarized quasi-corporate entity portrayed in this film clearly place it far outside the realm of acceptable market action, defined by the sphere of mutually consensual exchange of titles to property. In fact, since it attacks property that has clearly long before been homesteaded, it has absolutely no moral or legal leg to stand on. I felt this point was made too simply from a dramatic standpoint, though that simplicity may have been strategic, a point to which we shall shortly return.

The bad guys could have been given at least some shred of plausible claim to right. For example, if the miners failed to persuade the tribe to move, they could have drilled in from a location the tribe did not own. They could have reinforced and later backfilled the mines so the surface would not be affected. Of course, that would be a large added cost of extraction for the miners, but there would be no need to negotiate, and bitter, long-term enemies (another substantial cost and risk item at best) would not be created.

But this would leave no conflict for the film, so the miners in this example, in tunneling from the side, might miss something about the geography or ecosystem. Perhaps they are about to damage the homesteaded tribal village or great tree without realizing it. Now we would have a real conflict. Both sides would have at least a potential claim to right, though possibly mistaken. We would be beyond melodrama.

As portrayed, however, the bad guys are the embodiment of pure wrongdoing, so viewers do not have to trouble their higher brain centers in order to figure out whose side to be on. But perhaps this theme is presented in such simplistic terms because it serves as a sure-fire delivery mechanism for another theme, one that, while supposedly Earth-friendly, stands on shaky ground.

Environmentalism, real threats, and storyworld creation: The depiction of alternative creatures, plants, and ecosystem is creative, plausible enough to be entertaining and captivating, and beautifully handled. In assessing the environmental statements this film makes, though, one must tread carefully. The film does two things simultaneously: 1) it presents a science-fictional storyworld, the assumptions behind which viewers must accept to enjoy the show and 2) it attempts to make an environmental statement that viewers will take out of the theater with them.

On Pandora, there are verifiable scientific realities in the ecosystem that scientists and other protagonists begin to understand during the film. The militarist mining-intent faction of the humans do not much understand this and most emphatically do not care. These emerging science-fictional facts about Pandora may well influence the lifestyle choices of the natives, making a primitive life close to nature more attractive.

Viewers accept all of this for the purpose of entering and enjoying the story. However, even though these conditions are quite different from the non-fictional facts of Earth, many viewers will emerge from the theater feeling that Earth is like Pandora in more ways than it actually is. Many will mentally check how much they have lately donated to environmental organizations. Indeed, the Sky People (Earthers) are said to have destroyed the whole ecosystem of their own planet!

While the film mercifully refrains from specifying exactly how the humans did this, an average contemporary audience in 2009 and 2010—most of whom will lack the benefit of a warm-up from Richard Lindzen or Lord Monckton—will clearly surmise that this must have been done through some combination of industrial pollution, resource depletion, and catastrophic anthropogenic global climate change.

The problem is that the anthropogenic global climate change hypothesis and associated catastrophe scenarios are themselves largely fictitious (see, for example, Unstoppable Global Warming: Every 1,500 Years). Use of weak science gives science fiction a bad name. Science fiction (as opposed to fantasy) is supposed to strive to extrapolate from real science as much as possible. But what a useful metaphor fictional storyworld is for our real world and its politics. Most people, for example, accept the anthropogenic global warming hypothesis. They accept what the storyworld creators—pseudo-science-fiction writers and producers in government, state-funded academia, some corporations, and the mass media—tell us to believe about the Earth.

Will Avatar, given the general state of logical and scientific thinking these days, help people better distinguish fact from fiction? In most cases, I think it will help blur the lines further because of the prevailing context of opinion into which the film appears.

Unfortunately, there is a real, verifiable way that certain humans could destroy the entire Earth ecosystem—nuclear war. This is an invention of the very class of entity—the state—to which many AGW doomsayers seem intent to hand virtually unlimited power. It is only the state that has repeatedly proven itself to engage in mass destruction and pillaging in real life. Nuclear war is a statist activity that has nothing to do with genuine commerce, property rights, mining, energy, tribalism, nature, or any other legitimate value the film treats. Worse, it is not a fictional, hyped threat, but a real one.

Watch out for the bait-and-switch: The story structure of Avatar pulls a classic bait-and-switch move of the kind I identified in my analysis of President Obama’s inauguration address. The plot takes people in with a universal theme of aggression met with justifiable defense. It then thoroughly mixes this theme up with elements of tribal-environmentalist, anti-industry fantasy.

These themes are so thoroughly blended that few viewers will be able to distinguish them. Most viewers are rightfully on the side of those defending their homes and neighbors against aggression. But these same viewers are welcomed to take on in the bargain a vaguely Luddite, pro-hunter-gatherer attitude that is actually an entirely separate matter.

It may seem that watching Avatar is akin to taking a libertarian pill. True, the libertarian nutrients are rich and of universal appeal. Unfortunately, the pill is also laced with the same bad old drug: anti-technology, anti-business, and pro-primitivism. Authentic justice acts as the delivery mechanism for a primitivist hallucinogen. That does not make this a bad movie. It just means that when we walk out of the theater, we have to make an extra effort to separate legitimate principles from vague, primitivist yearnings.

Few contemporary viewers are equipped to do this well, especially with a theme as hallowed as environmentalism. Most are unlikely to realize that tribal or hunter/gatherer life, at least on Earth, is almost always glorified in rich-country portrayals—the disease, unceasing work, cyclical starvation, and early death it entails in real life is rarely portrayed in the fantasy versions (see Rothbard’s “Freedom, Inequality, Primitivism, and the Division of Labor“). The storyworld premises of Avatar could be viewed in the context of a long line of fictional mechanisms for such glorification.

To get his primal energies back, modern man needs to go running, play a sport, or go for a hike, not work to destroy the foundations of civilization by trying to substitute an unreal version of primitive life for the actual social and environmental conditions required for authentic thriving.

Equally important, one must be able to distinguish legitimate productive activity, generally characteristic of businesses, from naked aggression, generally characteristic of statesa distinction that films like this work mightily to obscure.

Overall, I found this an engaging fictional storyworld and fun entertainment. Along with its confusions, it portrays positive values of justice, courage, and discovery. With some reflection, one can tease apart the separate legal and enviro-ethical issues the story so deeply mixes and get on with enjoying the show.

Let’s just be perfectly clear on the backstory, though. How could the Sky People realistically have destroyed their own ecosystem?

Only the state is up to performing at that scope of evil.

Postscript: Novel recommendations

Sci-fi theme 1—Consciousness transfer: Avatar handled the theme of consciousness transfer into another body reasonably well. It has been done in much more depth in novels. Old Man’s War (2005) by John Scalzi depicts consciousness transfer into a cloned and genetically modified version of one’s own body, optimized for military performance (and younger). Forever Peace (1997) by Joe Haldeman, which won a Hugo Award, a Nebula Award, and a Campbell Award—a rare feat—depicts technologies for direct consciousness linkup to remote mechanical fighting machines. It explores the moral dilemmas this entails and is a wonderful metaphor for the modern mechanized soldier.

Sci-fi theme 2—Identification with aliens: It is always an impressive feat when science fiction can invite us to identify with an alien species. Avatar manages it. Two great science fiction novels do it at a deeper level. The creatures into the inner lives of which Vernor Vinge transports us in A Fire Upon the Deep (1992; Hugo Award) and A Deepness in the Sky (1999; another Hugo Award, a Campbell Award, and a Prometheus Award) are not even humanoid, they are structured entirely differently and yet he gives us a sense of what it would be like to be one of them.